Elad Hazan
Famous AuthorPublications
AI Alignment via Incentives and Correction
We study AI alignment through the lens of law-and-economics models of deterrence and enforcement. In these models, misconduct is not treated as an external failure, but as a strategic response to incentives: an actor weighs the gain from violation against the probability of detection and the severity of punishment. We argue that the same logic arises naturally in agentic AI pipelines. A solver may benefit from producing a persuasive but incorrect answer, hiding uncertainty, or exploiting spurious shortcuts, while an auditor or verifier must decide whether costly monitoring is worthwhile. Alignment is therefore a fixed-point problem: stronger penalties may deter solver misbehavior, but they can also reduce the auditor's incentive to inspect, since auditing then mainly incurs cost on a population that appears increasingly aligned. This perspective also changes what should count as a post-training signal. Standard feedback often attaches reward to the final answer alone, but a solver-auditor pipeline exposes the full correction event: whether the solver erred, whether the auditor inspected, whether the error was caught, and whether oversight incentives remained active. We formalize this interaction in a two-agent model in which a principal chooses rewards over joint correction outcomes, inducing both solver behavior and auditor monitoring. Reward design is therefore a bilevel optimization problem: rewards are judged not by their immediate semantic meaning, but by the behavioral equilibrium they induce. We propose a bandit-based outer-loop procedure for searching over reward profiles using noisy interaction feedback. Experiments on an LLM coding pipeline show that adaptive reward profiles can maintain useful oversight pressure and improve principal-aligned outcomes relative to static hand-designed rewards, including a substantial reduction in hallucinated incorrect attempts.
Spectral Filtering for Learning Quantum Dynamics
Learning high-dimensional quantum systems is a fundamental challenge that notoriously suffers from the curse of dimensionality. We formulate the task of predicting quantum evolution in the linear response regime as a specific instance of learning a Complex-Valued Linear Dynamical System (CLDS) with sector-bounded eigenvalues -- a setting that also encompasses modern Structured State Space Models (SSMs). While traditional system identification attempts to reconstruct full system matrices (incurring exponential cost in the Hilbert dimension), we propose Quantum Spectral Filtering, a method that shifts the goal to improper dynamic learning. Leveraging the optimal concentration properties of the Slepian basis, we prove that the learnability of such systems is governed strictly by an effective quantum dimension $k^*$, determined by the spectral bandwidth and memory horizon. This result establishes that complex-valued LDSs can be learned with sample and computational complexity independent of the ambient state dimension, provided their spectrum is bounded.
SFO: Learning PDE Operators via Spectral Filtering
Partial differential equations (PDEs) govern complex systems, yet neural operators often struggle to efficiently capture the long-range, nonlocal interactions inherent in their solution maps. We introduce Spectral Filtering Operator (SFO), a neural operator that parameterizes integral kernels using the Universal Spectral Basis (USB), a fixed, global orthonormal basis derived from the eigenmodes of the Hilbert matrix in spectral filtering theory. Motivated by our theoretical finding that the discrete Green's functions of shift-invariant PDE discretizations exhibit spatial Linear Dynamical System (LDS) structure, we prove that these kernels admit compact approximations in the USB. By learning only the spectral coefficients of rapidly decaying eigenvalues, SFO achieves a highly efficient representation. Across six benchmarks, including reaction-diffusion, fluid dynamics, and 3D electromagnetics, SFO achieves state-of-the-art accuracy, reducing error by up to 40% relative to strong baselines while using substantially fewer parameters.