Hongchao Gu
Publications
Rethinking the Necessity of Adaptive Retrieval-Augmented Generation through the Lens of Adaptive Listwise Ranking
Adaptive Retrieval-Augmented Generation aims to mitigate the interference of extraneous noise by dynamically determining the necessity of retrieving supplementary passages. However, as Large Language Models evolve with increasing robustness to noise, the necessity of adaptive retrieval warrants re-evaluation. In this paper, we rethink this necessity and propose AdaRankLLM, a novel adaptive retrieval framework. To effectively verify the necessity of adaptive listwise reranking, we first develop an adaptive ranker employing a zero-shot prompt with a passage dropout mechanism, and compare its generation outcomes against static fixed-depth retrieval strategies. Furthermore, to endow smaller open-source LLMs with this precise listwise ranking and adaptive filtering capability, we introduce a two-stage progressive distillation paradigm enhanced by data sampling and augmentation techniques. Extensive experiments across three datasets and eight LLMs demonstrate that AdaRankLLM consistently achieves optimal performance in most scenarios with significantly reduced context overhead. Crucially, our analysis reveals a role shift in adaptive retrieval: it functions as a critical noise filter for weaker models to overcome their limitations, while serving as a cost-effective efficiency optimizer for stronger reasoning models.
Learning from Emptiness: De-biasing Listwise Rerankers with Content-Agnostic Probability Calibration
Generative listwise reranking leverages global context for superior retrieval but is plagued by intrinsic position bias, where models exhibit structural sensitivity to input order independent of relevance. Existing mitigations present a dilemma: inference-time aggregation incurs prohibitive latency, while training-based methods often fail to eradicate ingrained priors, particularly in compact models. To resolve this dilemma, we propose CapCal (Content-Agnostic Probability Calibration), a training-free framework that mechanically decouples positional bias from ranking decisions. By estimating the bias distribution via content-free placeholders, CapCal rectifies output logits through an entropy-adaptive contrastive mechanism. Evaluations across 10 benchmarks confirm that CapCal achieves superior performance among training-free methods while preserving single-pass efficiency. Notably, it unlocks the latent potential of lightweight models (e.g., 0.6B), delivering absolute NDCG gains exceeding 10 points and outperforming both permutation-based aggregation and data-augmentation baselines.
SPARD: Self-Paced Curriculum for RL Alignment via Integrating Reward Dynamics and Data Utility
The evolution of Large Language Models (LLMs) is shifting the focus from single, verifiable tasks toward complex, open-ended real-world scenarios, imposing significant challenges on the post-training phase. In these settings, the scale and complexity of reward systems have grown significantly, transitioning toward multi-objective formulations that encompass a comprehensive spectrum of model capabilities and application contexts. However, traditional methods typically rely on fixed reward weights, ignoring non-stationary learning dynamics and struggling with data heterogeneity across dimensions. To address these issues, we propose SPARD, a framework that establishes an automated, self-paced curriculum by perceiving learning progress to dynamically adjust multi-objective reward weights and data importance, thereby synchronizing learning intent with data utility for optimal performance. Extensive experiments across multiple benchmarks demonstrate that SPARD significantly enhances model capabilities across all domains.