Jiacheng Zhang
Publications
SafePyramid: A Hierarchical Benchmark for In-context Policy Guardrailing
In real-world applications, guardrails are often expected to identify unsafe user-model interactions according to application-specific safety policies, rather than relying on predefined risk taxonomies. In this work, we study this setting under the paradigm of in-context policy guardrailing, where guardrails predict safety violations based on policy specifications provided in context. To systematically evaluate this capability, we introduce SafePyramid, a safety benchmark comprising 1,000 multi-turn conversations across 10 domains and 3,000 corresponding application-specific policies, which together contain 61,699 distinct natural-language rules. SafePyramid organizes the evaluation into three difficulty levels: L0 evaluates individual-rule understanding, L1 evaluates reasoning over rule dependencies, and L2 evaluates adaptation of full novel policy frameworks defined in context. To ensure benchmark quality, we employ a rigorous multi-stage pipeline to construct and validate the benchmark. Using SafePyramid, we evaluate 10 frontier LLMs and 5 policy-configurable guardrails and find that in-context policy guardrailing remains highly challenging: even the best-performing model, GPT-5.5, exactly identifies the full set of violated rules in only 54.0%, 35.3%, and 12.9% cases on L0, L1, and L2, respectively. These results highlight the limitations of current guardrails and call for stronger in-context policy guardrails that can reliably execute policies, resolve rule dependencies, and adapt to novel policy frameworks.
From Risk Classification to Action Plan Remediation: A Guardrail Feedback Driven Framework for LLM Agents
LLM-based guardrails typically safeguard agents by evaluating proposed actions or inputs before execution, producing safety signals such as binary allow/deny decisions, risk categories, and/or explanatory rationales about potential policy violations. However, agent risks often arise when otherwise benign tasks are contaminated by untrusted external content, unsafe instructions, or risky tool use. Existing guardrails often flag the entire task uniformly as unsafe, thereby blocking the threat but sacrificing the benign part. Moreover, existing work largely evaluates guardrails in isolation, leaving unclear whether their interventions lead to safer downstream agent behavior. To address this, we introduce TRIAD (Tripartite Response for Iterative Agent Guardrailing), a guardrail-integrated agent framework that leverages guardrail-generated verbal feedback as a guiding signal to keep the agent aligned with benign objectives at each planning step. We finetune a language model on a self-curated training dataset to output one of three decisions: proceed, refuse, or update, together with structured natural-language feedback. Rather than merely allowing or blocking execution, update guides the agent to revise its plan, avoid harmful components, and preserve the benign task where possible. TRIAD injects this feedback into the agent's context, enabling subsequent plan revision and forming a closed loop between guardrail feedback and agent planning. Extensive experiments on ASB and AgentHarm show that TRIAD reduces the average attack success rate to 10.42%, while achieving the best safety-utility trade-off among guardrail-integrated baselines. Our code is available at: https://github.com/YUHAOSUNABC/TRIAD.
Let's Roll a BiFTA: Bi-refinement for Fine-grained Text-visual Alignment in Vision-Language Models
Recent research has shown that aligning fine-grained text descriptions with localized image patches can significantly improve the zero-shot performance of pre-trained vision-language models (e.g., CLIP). However, we find that both fine-grained text descriptions and localized image patches often contain redundant information, making text-visual alignment less effective. In this paper, we tackle this issue from two perspectives: \emph{View Refinement} and \emph{Description refinement}, termed as \textit{\textbf{Bi}-refinement for \textbf{F}ine-grained \textbf{T}ext-visual \textbf{A}lignment} (BiFTA). \emph{View refinement} removes redundant image patches with high \emph{Intersection over Union} (IoU) ratios, resulting in more distinctive visual samples. \emph{Description refinement} removes redundant text descriptions with high pairwise cosine similarity, ensuring greater diversity in the remaining descriptions. BiFTA achieves superior zero-shot performance on 6 benchmark datasets for both ViT-based and ResNet-based CLIP, justifying the necessity to remove redundant information in visual-text alignment.