R

Rui Cai

University of California, Davis
Total Citations
33
h-index
3
Papers
2

Publications

#1 2604.02324v1 Apr 02, 2026

Grounded Token Initialization for New Vocabulary in LMs for Generative Recommendation

Language models (LMs) are increasingly extended with new learnable vocabulary tokens for domain-specific tasks, such as Semantic-ID tokens in generative recommendation. The standard practice initializes these new tokens as the mean of existing vocabulary embeddings, then relies on supervised fine-tuning to learn their representations. We present a systematic analysis of this strategy: through spectral and geometric diagnostics, we show that mean initialization collapses all new tokens into a degenerate subspace, erasing inter-token distinctions that subsequent fine-tuning struggles to fully recover. These findings suggest that \emph{token initialization} is a key bottleneck when extending LMs with new vocabularies. Motivated by this diagnosis, we propose the \emph{Grounded Token Initialization Hypothesis}: linguistically grounding novel tokens in the pretrained embedding space before fine-tuning better enables the model to leverage its general-purpose knowledge for novel-token domains. We operationalize this hypothesis as GTI (Grounded Token Initialization), a lightweight grounding stage that, prior to fine-tuning, maps new tokens to distinct, semantically meaningful locations in the pretrained embedding space using only paired linguistic supervision. Despite its simplicity, GTI outperforms both mean initialization and existing auxiliary-task adaptation methods in the majority of evaluation settings across multiple generative recommendation benchmarks, including industry-scale and public datasets. Further analyses show that grounded embeddings produce richer inter-token structure that persists through fine-tuning, corroborating the hypothesis that initialization quality is a key bottleneck in vocabulary extension.

Jingwei Wu Jianqiang Shen Fedor Borisyuk Guoyao Li Rui Cai +10
1 Citations
#2 2601.13622v1 Jan 20, 2026

CARPE: Context-Aware Image Representation Prioritization via Ensemble for Large Vision-Language Models

Recent advancements in Large Vision-Language Models (LVLMs) have pushed them closer to becoming general-purpose assistants. Despite their strong performance, LVLMs still struggle with vision-centric tasks such as image classification, underperforming compared to their base vision encoders, which are often CLIP-based models. To address this limitation, we propose Context-Aware Image Representation Prioritization via Ensemble (CARPE), a novel, model-agnostic framework which introduces vision-integration layers and a context-aware ensemble strategy to identify when to prioritize image representations or rely on the reasoning capabilities of the language model. This design enhances the model's ability to adaptively weight visual and textual modalities and enables the model to capture various aspects of image representations, leading to consistent improvements in generalization across classification and vision-language benchmarks. Extensive experiments demonstrate that CARPE not only improves performance on image classification benchmarks but also enhances results across various vision-language benchmarks. Finally, CARPE is designed to be effectively integrated with most open-source LVLMs that consist of a vision encoder and a language model, ensuring its adaptability across diverse architectures.

Zhe Zhao Donghee Lee Rui Cai
0 Citations