Wenpeng Xing
Publications
FIDES: Faithful Inference via Deep Evidence Signals for Retrieval-Memory Conflict in RAG
When retrieved evidence contradicts parametric memory, language models frequently ignore context and default to memorized priors -- a failure that undermines the core purpose of retrieval augmentation. Contrastive decoding amplifies the context-conditioned output to suppress parametric bias, but existing methods rest on an implicit assumption that this bias is uniform across tokens. A single global contrastive weight over-penalizes safe tokens while leaving genuinely conflicted ones insufficiently corrected. We identify token-level conflict concentration: retrieval-memory tension is sharply heterogeneous, concentrated on a small fraction of answer-critical decoding steps. This reframes contrastive decoding from how much contrast to apply to where to apply it. We propose FIDES (Faithful Inference via Deep Evidence Signals), a training-free decoder that reads three internal signals probing retrieval-memory conflict at complementary depths -- output surface, hidden representations, and prediction trajectory -- and fuses them to govern intervention strength at each decoding step. Across three benchmarks and six backbones -- four primary 7B/8B models and two scaling backbones up to 70B -- FIDES achieves the best context fidelity in all 18 settings, outperforming the strongest training-free baseline by +3 to +13 points. On the 70B scale, fidelity reaches 92-94% while F1 surges to 62-63%, demonstrating that token-level selectivity unlocks generation capability that coarse contrastive rules suppress.
Detecting Is Not Resolving: The Monitoring Control Gap in Retrieval Augmented LLMs
Retrieval-augmented LLMs are deployed for tasks where evidence quality determines action safety, yet evaluation protocols assume that single-turn robustness predicts robustness when evidence accumulates across turns. We show this assumption is fundamentally incorrect. Models exhibit a monitoring-control gap: they readily acknowledge contradictory evidence, yet this awareness fails to constrain their final recommendations - detecting epistemic conflict does not imply resolving it safely. Through a multi-turn document accumulation protocol across four model families (1.5B-32B parameters) and over 50,000 turn-level evaluations, we demonstrate that single-turn diagnostics systematically overestimate RAG safety, that contradiction acknowledgement is uncorrelated with safe resolution, a pattern corroborated by targeted human validation, and that no universal prompt fix exists. Converging mechanism evidence - hidden-state probing, attention analysis, and response-strategy taxonomy - points to action selection as the most plausible locus of the deficit: danger-relevant information is internally represented and receives enhanced attention during unsafe generation, yet fails to constrain output behavior. The gap between what models recognize and what they do must be measured and closed before retrieval-augmented systems can be trusted in high-stakes settings.
Composition Collapse: Stable Factual Knowledge Does Not Imply Compositional Reasoning
Post-training is routinely evaluated through aggregate benchmark scores that treat multi-hop reasoning as a single capability -- as if a model that answers more questions correctly must be better at assembling facts. We show that this assumption can be misleading: recipes with statistically indistinguishable atomic knowledge produce composition behaviour separated by over 40 percentage points, a phenomenon we call composition collapse: the systematic failure to assemble stably-known facts into chains, invisible to aggregate metrics. We introduce a double-gate protocol that changes the estimand from an aggregate compositionality gap to residual composition failure conditioned on stable atomic access, decomposing post-training gains into three independent channels: atomic stability, residual composition, and critical depth. On a benchmark of temporal factual chains spanning depths 2--11 across four post-training recipes, this decomposition reveals that post-training objectives shift composition capability in directions that aggregate metrics mask, and suggests that claims about multi-hop reasoning improvement should be accompanied by atomic-gate-controlled composition metrics. Diagnostic probes further show that a substantial share of measured composition failure reflects generation-time computation constraints rather than permanent inability to compose.
The Attribution Blind Spot: Detecting When Language Models Rely on Memory Rather Than Retrieved Context
Retrieval-augmented generation promises to ground language model outputs in external evidence, yet the field has no reliable way to verify whether retrieved context actually governs generation -- a prerequisite for any high-stakes deployment. The standard assumption, that context-consistent output implies context-governed output, breaks when the retrieved document overlaps with the model's pretraining data: the model can produce faithful-looking text entirely from parametric memory, and both pathways yield indistinguishable output. We name this failure the attribution blind spot and introduce Computational Reality Monitoring (CRM) to address it. CRM operationalizes a principle adapted from cognitive science's reality monitoring framework: comparing internal representations with and without context reveals membership-conditioned representational divergence that output-level monitors systematically miss. CRM does not certify which source an individual generation used; it detects whether pretraining exposure leaves a measurable internal trajectory signature, establishing a necessary substrate for source attribution. Across nine model variants spanning three families, this divergence concentrates in architecture-specific layer patterns, receives converging support from block-level noise intervention, and generalizes across tasks and datasets while collapsing on domain-confounded benchmarks. The attribution blind spot is measurable and partially addressable: internal representations carry a diagnostic signal invisible at the output level, establishing a foundation for systems whose internal awareness of evidence provenance governs their external behavior.
Cordon-MAS: Defending RAG against Knowledge Poisoning via Information-Flow Control
Retrieval-augmented generation (RAG) increasingly underpins high-stakes applications, yet remains vulnerable to Confundo-style poisoning where adversarially optimized documents manipulate generated outputs. Existing defenses assume that detecting poisoned evidence prevents harm. We show this assumption is incorrect: models exhibit a monitoring-control gap -- they can detect contradictions in retrieved evidence yet still act on poisoned claims. We introduce the Cordon Principle -- no agent capable of final synthesis may access untrusted natural-language evidence -- and realize it through CORDON-MAS, a compartmentalized framework that enforces this principle architecturally by separating evidence extraction, cross-source audit, and answer synthesis into agents with asymmetric memory privileges. Across five BEIR datasets, CORDON-MAS reduces attack success rate by 92.4\% relative to undefended RAG. This reframes RAG poisoning from a detection problem to an information-flow control problem.
Silencing the Guardrails: Inference-Time Jailbreaking via Dynamic Contextual Representation Ablation
While Large Language Models (LLMs) have achieved remarkable performance, they remain vulnerable to jailbreak attacks that circumvent safety constraints. Existing strategies, ranging from heuristic prompt engineering to computationally intensive optimization, often face significant trade-offs between effectiveness and efficiency. In this work, we propose Contextual Representation Ablation (CRA), a novel inference-time intervention framework designed to dynamically silence model guardrails. Predicated on the geometric insight that refusal behaviors are mediated by specific low-rank subspaces within the model's hidden states, CRA identifies and suppresses these refusal-inducing activation patterns during decoding without requiring expensive parameter updates or training. Empirical evaluation across multiple safety-aligned open-source LLMs demonstrates that CRA significantly outperforms baselines. These results expose the intrinsic fragility of current alignment mechanisms, revealing that safety constraints can be surgically ablated from internal representations, and underscore the urgent need for more robust defenses that secure the model's latent space.
LatentAudit: Real-Time White-Box Faithfulness Monitoring for Retrieval-Augmented Generation with Verifiable Deployment
Retrieval-augmented generation (RAG) mitigates hallucination but does not eliminate it: a deployed system must still decide, at inference time, whether its answer is actually supported by the retrieved evidence. We introduce LatentAudit, a white-box auditor that pools mid-to-late residual-stream activations from an open-weight generator and measures their Mahalanobis distance to the evidence representation. The resulting quadratic rule requires no auxiliary judge model, runs at generation time, and is simple enough to calibrate on a small held-out set. We show that residual-stream geometry carries a usable faithfulness signal, that this signal survives architecture changes and realistic retrieval failures, and that the same rule remains amenable to public verification. On PubMedQA with Llama-3-8B, LatentAudit reaches 0.942 AUROC with 0.77,ms overhead. Across three QA benchmarks and five model families (Llama-2/3, Qwen-2.5/3, Mistral), the monitor remains stable; under a four-way stress test with contradictions, retrieval misses, and partial-support noise, it reaches 0.9566--0.9815 AUROC on PubMedQA and 0.9142--0.9315 on HotpotQA. At 16-bit fixed-point precision, the audit rule preserves 99.8% of the FP16 AUROC, enabling Groth16-based public verification without revealing model weights or activations. Together, these results position residual-stream geometry as a practical basis for real-time RAG faithfulness monitoring and optional verifiable deployment.
From Retinal Evidence to Safe Decisions: RETINA-SAFE and ECRT for Hallucination Risk Triage in Medical LLMs
Hallucinations in medical large language models (LLMs) remain a safety-critical issue, particularly when available evidence is insufficient or conflicting. We study this problem in diabetic retinopathy (DR) decision settings and introduce RETINA-SAFE, an evidence-grounded benchmark aligned with retinal grading records, comprising 12,522 samples. RETINA-SAFE is organized into three evidence-relation tasks: E-Align (evidence-consistent), E-Conflict (evidence-conflicting), and E-Gap (evidence-insufficient). We further propose ECRT (Evidence-Conditioned Risk Triage), a two-stage white-box detection framework: Stage 1 performs Safe/Unsafe risk triage, and Stage 2 refines unsafe cases into contradiction-driven versus evidence-gap risks. ECRT leverages internal representation and logit shifts under CTX/NOCTX conditions, with class-balanced training for robust learning. Under evidence-grouped (not patient-disjoint) splits across multiple backbones, ECRT provides strong Stage-1 risk triage and explicit subtype attribution, improves Stage-1 balanced accuracy by +0.15 to +0.19 over external uncertainty and self-consistency baselines and by +0.02 to +0.07 over the strongest adapted supervised baseline, and consistently exceeds a single-stage white-box ablation on Stage-1 balanced accuracy. These findings support white-box internal signals grounded in retinal evidence as a practical route to interpretable medical LLM risk triage.
ICPO: Illocution-Calibrated Policy Optimization for Multi-Turn Conversation
Large Language Models (LLMs) in multi-turn conversations often suffer from a ``lost-in-conversation'' phenomenon, where they struggle to recover from early incorrect assumptions, particularly when users provide ambiguous initial instructions. We find that standard post-training techniques like Reinforcement Learning with Verifiable Rewards (RLVR) exacerbate this issue by rewarding confident, direct answers, thereby inducing overconfidence and discouraging the model from seeking clarification. To address this, we propose Illocution-Calibrated Policy Optimization (ICPO), a novel training framework that sensitizes the model to instruction ambiguity. ICPO augments the training corpus with underspecified prompts and conditions the reward signal on the user's illocutionary intent, rewarding the model for expressing uncertainty or asking for clarification when faced with ambiguity. Experiments demonstrate that ICPO fosters appropriate humility, yielding a substantial average improvement of 75\% in multi-turn conversation, while preserving robust performance on single-turn benchmarks. Our work presents a practical path toward more robust and collaborative conversational AI that can better navigate the nuances of human interaction.
ForgetMark: Stealthy Fingerprint Embedding via Targeted Unlearning in Language Models
Existing invasive (backdoor) fingerprints suffer from high-perplexity triggers that are easily filtered, fixed response patterns exposed by heuristic detectors, and spurious activations on benign inputs. We introduce \textsc{ForgetMark}, a stealthy fingerprinting framework that encodes provenance via targeted unlearning. It builds a compact, human-readable key--value set with an assistant model and predictive-entropy ranking, then trains lightweight LoRA adapters to suppress the original values on their keys while preserving general capabilities. Ownership is verified under black/gray-box access by aggregating likelihood and semantic evidence into a fingerprint success rate. By relying on probabilistic forgetting traces rather than fixed trigger--response patterns, \textsc{ForgetMark} avoids high-perplexity triggers, reduces detectability, and lowers false triggers. Across diverse architectures and settings, it achieves 100\% ownership verification on fingerprinted models while maintaining standard performance, surpasses backdoor baselines in stealthiness and robustness to model merging, and remains effective under moderate incremental fine-tuning. Our code and data are available at \href{https://github.com/Xuzhenhua55/ForgetMark}{https://github.com/Xuzhenhua55/ForgetMark}.