Ruikang Zhang
Publications
From Representations to Behaviors: Exploring the Person-Situation-Behavior Triad in LLMs
Human personality theories characterize traits not as isolated attributes captured by a single score, but as stable individual tendencies expressed through the interplay among persons, situations, and behaviors. Existing studies of personality-related behavior in LLMs have primarily focused on outputs elicited under personality conditioning, characterizing observable trait-related expressions while lacking mechanistic evidence for the existence of internal personality-related representations, their cross-situational expression, and how these representations shape specific behaviors. Building on Funder's personality triad framework, we adapt its three components for LLM analysis: Person as personality-related internal representations, Situation as contexts that afford trait-relevant responses, and Behavior as response patterns on broader social tasks. We introduce a framework for discovering, controlling, and validating trait-like representations in LLMs. First, using contrastive behavior pairs grounded in shared situations, we identify sparse internal features associated with opposing poles of personality traits through SAE decomposition. We validate their trait relevance through effects on behavior to situation, token-level activation patterns, and robustness to paraphrasing. Second, feature-level interventions induce bidirectional trait-related shifts across a separate, diverse set of situations while preserving response validity, demonstrating consistent expression across contexts. Third, applying the same interventions to social intelligence tasks reveals behavioral changes with benefit-tradeoff patterns consistent with findings from human personality research, providing behavioral-level validation beyond personality scores. Our findings provide evidence that LLMs contain controllable trait-like representations linking internal states, situational expression, and behavioral outcomes.
LitSeg: Narrative-Aware Document Segmentation for Literary RAG
Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, particularly for long-tail domains such as literary works. However, the critical step of document segmentation in RAG remains largely underexplored. Existing strategies are typically semantically blind and overlook the complicated narrative structures of literary works, often resulting in fragmented plots and unclear references that severely hinder retrieval and generation performance. To address this, we propose LitSeg, a novel narrative-theory-guided segmentation framework. By employing multi-stage prompting, LitSeg explicitly extracts valid events, untangles narrative threads, clarifies narrative structures, and locates turning points to inform segmentation. To alleviate the computational overhead of multi-stage inference with large-scale models, we further introduce LitSeg-Lite, a lightweight single-pass chunker fine-tuned on LitSeg-generated data via a two-stage training strategy, distilling the complex process into a single inference pass. Extensive experiments demonstrate that with structurally independent text chunks, our methods significantly improve retrieval accuracy and context relevance over baselines, ultimately enhancing downstream QA performance, while ablation studies validate the efficacy of narratological guidance and data distillation.
Mechanistic Knobs in LLMs: Retrieving and Steering High-Order Semantic Features via Sparse Autoencoders
Recent work in Mechanistic Interpretability (MI) has enabled the identification and intervention of internal features in Large Language Models (LLMs). However, a persistent challenge lies in linking such internal features to the reliable control of complex, behavior-level semantic attributes in language generation. In this paper, we propose a Sparse Autoencoder-based framework for retrieving and steering semantically interpretable internal features associated with high-level linguistic behaviors. Our method employs a contrastive feature retrieval pipeline based on controlled semantic oppositions, combing statistical activation analysis and generation-based validation to distill monosemantic functional features from sparse activation spaces. Using the Big Five personality traits as a case study, we demonstrate that our method enables precise, bidirectional steering of model behavior while maintaining superior stability and performance compared to existing activation steering methods like Contrastive Activation Addition (CAA). We further identify an empirical effect, which we term Functional Faithfulness, whereby intervening on a specific internal feature induces coherent and predictable shifts across multiple linguistic dimensions aligned with the target semantic attribute. Our findings suggest that LLMs internalize deeply integrated representations of high-order concepts, and provide a novel, robust mechanistic path for the regulation of complex AI behaviors.