Yuanfeng Song
Publications
FedProxy: Federated Fine-Tuning of LLMs via Proxy SLMs and Heterogeneity-Aware Fusion
Federated fine-tuning of Large Language Models (LLMs) is obstructed by a trilemma of challenges: protecting LLMs intellectual property (IP), ensuring client privacy, and mitigating performance loss on heterogeneous data. Existing methods like Offsite-Tuning (OT) secure the LLMs IP by having clients train only lightweight adapters, yet our analysis reveals they suffer from a fundamental performance bottleneck, leaving a significant gap compared to centralized training. To bridge this gap, we introduce FedProxy, a new federated adaptation framework. FedProxy replaces weak adapters with a unified, powerful Proxy Small Language Model (SLM), compressed from the proprietary LLM, to serve as a high-fidelity surrogate for collaborative fine-tuning. Our framework systematically resolves the trilemma through a three-stage architecture: (i) Efficient Representation via server-guided compression to create a resource-friendly proxy; (ii) Robust Optimization through an interference-mitigating aggregation strategy to handle data heterogeneity; and (iii) Effortless Fusion via a training-free "plug-in" mechanism to integrate learned knowledge back into the LLM. Experiments show FedProxy significantly outperforms OT methods and approaches centralized performance, establishing a new benchmark for secure and high-performance federated LLM adaptation.
Monte Carlo Tree Search with Reasoning Path Refinement for Small Language Models in Conversational Text-to-NoSQL
NoSQL databases have been widely adopted in big data analytics, geospatial applications, and healthcare services, due to their flexibility and scalability. However, querying NoSQL databases requires specialized technical expertise, creating a high barrier for users. While recent studies have explored text-to-NoSQL problem, they primarily focus on single-turn interactions, ignoring the conversational nature of real-world queries. To bridge this gap, we introduce the Conversational Text-to-NoSQL task, which generates NoSQL queries given a natural language question, a NoSQL database, and the dialogue history. To address this task, we propose Stage-MCTS, a framework that endows small language models (SLMs) with NoSQL-specific reasoning capabilities by formulating query generation as a search problem. The framework employs Monte Carlo Tree Search (MCTS) guided by a rule-based reward to produce stepwise reasoning data, followed by progressive supervised fine-tuning (SFT) and self-training strategies. We further construct CoNoSQL, a cross-domain dataset with over 2,000 dialogues and 150 databases, to support evaluation. Experiments demonstrate that our approach outperforms state-of-the-art large reasoning models, improving execution value match (EVM) accuracy by up to 7.93%.