Hongcan Guo
Publications
Disentangling Deception and Hallucination Failures in LLMs
Failures in large language models (LLMs) are often analyzed from a behavioral perspective, where incorrect outputs in factual question answering are commonly associated with missing knowledge. In this work, focusing on entity-based factual queries, we suggest that such a view may conflate different failure mechanisms, and propose an internal, mechanism-oriented perspective that separates Knowledge Existence from Behavior Expression. Under this formulation, hallucination and deception correspond to two qualitatively different failure modes that may appear similar at the output level but differ in their underlying mechanisms. To study this distinction, we construct a controlled environment for entity-centric factual questions in which knowledge is preserved while behavioral expression is selectively altered, enabling systematic analysis of four behavioral cases. We analyze these failure modes through representation separability, sparse interpretability, and inference-time activation steering.
Anchored Policy Optimization: Mitigating Exploration Collapse Via Support-Constrained Rectification
Reinforcement Learning with Verifiable Rewards (RLVR) is increasingly viewed as a tree pruning mechanism. However, we identify a systemic pathology termed Recursive Space Contraction (RSC), an irreversible collapse driven by the combined dynamics of positive sharpening and negative squeezing, where the sampling probability of valid alternatives vanishes. While Kullback-Leibler (KL) regularization aims to mitigate this, it imposes a rigid Shape Matching constraint that forces the policy to mimic the reference model's full density, creating a gradient conflict with the sharpening required for correctness. We propose Anchored Policy Optimization (APO), shifting the paradigm from global Shape Matching to Support Coverage. By defining a Safe Manifold based on the reference model's high-confidence support, APO permits aggressive sharpening for efficiency while selectively invoking a restorative force during error correction to prevent collapse. We theoretically derive that APO serves as a gradient-aligned mechanism to maximize support coverage, enabling an Elastic Recovery that re-inflates valid branches. Empirical evaluations on mathematical benchmarks demonstrate that APO breaks the accuracy-diversity trade-off, significantly improving Pass@1 while restoring the Pass@K diversity typically lost by standard policy gradient methods.