Yining Li
Publications
Provable Last-Iterate Convergence for Multi-Objective Safe LLM Alignment via Optimistic Primal-Dual
Reinforcement Learning from Human Feedback (RLHF) plays a significant role in aligning Large Language Models (LLMs) with human preferences. While RLHF with expected reward constraints can be formulated as a primal-dual optimization problem, standard primal-dual methods only guarantee convergence with a distributional policy where the saddle-point problem is in convex-concave form. Moreover, standard primal-dual methods may exhibit instability or divergence in the last iterate under policy parameterization in practical applications. In this work, we propose a universal primal-dual framework for safe RLHF that unifies a broad class of existing alignment algorithms, including safe-RLHF, one-shot, and multi-shot based methods. Building on this framework, we introduce an optimistic primal-dual (OPD) algorithm that incorporates predictive updates for both primal and dual variables to stabilize saddle-point dynamics. We establish last-iterate convergence guarantees for the proposed method, covering both exact policy optimization in the distributional space and convergence to a neighborhood of the optimal solution whose gap is related to approximation error and bias under parameterized policies. Our analysis reveals that optimism plays a crucial role in mitigating oscillations inherent to constrained alignment objectives, thereby closing a key theoretical gap between constrained RL and practical RLHF.
RouteMoA: Dynamic Routing without Pre-Inference Boosts Efficient Mixture-of-Agents
Mixture-of-Agents (MoA) improves LLM performance through layered collaboration, but its dense topology raises costs and latency. Existing methods employ LLM judges to filter responses, yet still require all models to perform inference before judging, failing to cut costs effectively. They also lack model selection criteria and struggle with large model pools, where full inference is costly and can exceed context limits. To address this, we propose RouteMoA, an efficient mixture-of-agents framework with dynamic routing. It employs a lightweight scorer to perform initial screening by predicting coarse-grained performance from the query, narrowing candidates to a high-potential subset without inference. A mixture of judges then refines these scores through lightweight self- and cross-assessment based on existing model outputs, providing posterior correction without additional inference. Finally, a model ranking mechanism selects models by balancing performance, cost, and latency. RouteMoA outperforms MoA across varying tasks and model pool sizes, reducing cost by 89.8% and latency by 63.6% in the large-scale model pool.